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📊 SEC Clarifies Certain #DeFi UIs Can Operate Without Broker-Dealer Registration
The SEC’s Division of #Trading and Markets stated that certain #crypto #trading interfaces, such as #DeFi front-ends, wallet extensions, and mobile apps, can operate without broker-dealer registration if they meet specific conditions. These conditions include no order routing, no investment advice, no custody of user assets, and only fixed, neutral fee structures. This guidance applies to self-custodial wallet interfaces and will remain effective for five years unless further SEC action is taken. #regulation
#crypto